Resources for Record Keepers

• Electronic Disclosure for ERISA 404(a)(5) Participant Fee Disclosure - A paper that describes the Department of Labor Technical Release No. 2011-03 which relaxes the requirements for electronic delivery of the disclosures required by the ERISA 404(a)(5) Fee Disclosure regulations (free).
• 408(b)(2) Online - An audio/visual presentation of fee disclosure requirements in four parts (free).
• 404(a)(5) Game Changer - A paper that describes the effect that fee disclosures will have on plan participants and the industry (free).
• Your Guide to ERISA Fee Disclosures - A overview of fee disclosures and a description DALBAR services and models available to record keepers (free).
• Burdens of Knowledge - A paper that details new plan sponsor duties and responsibilities under new fee disclosure requirements.
• An Executive Summary of ERISA Risks - A paper describing the real and imagined risks of being and ERISA Fiduciary.
• New Retirement Regulation Applicability - The CSP Determinator is an tool to assist in finding out if a general type or a specific service arrangement requires 408(b)(2) disclosure.
• What is your plan worth - A promotional piece.