A Look Back at Our 2011 Proposal Regarding Electronic Disclosure by Employee Benefit Plans

Review our 2011 letter to the Department of Labor’s Request for Information Regarding Electronic Disclosure by Employee Benefit Plans

2014 SEC Comment Letter on TDF Fund Names and Marketing

Commentary on the 2014 TDF Fund Names and Marketing proposal that reflects the extensive experience of both firms in analyzing target date funds, the professionals who create, manage and use them and most importantly, the investors who rely on target date funds to produce retirement income.

  • by Louis S. Harvey, President & CEO and Joseph Nagengast, Managing Partner, Target Date Analytics LLC.
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  • 6/5/2014
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Comment Letter 0n 2010 Advice Proposal

Commentary on the 2010 Investment Advice proposal expressing concerns, requesting clarification and highlighting unaddressed questions.

SEC Letter to Mary Schapiro

A letter to the SEC recommending components to be included in SEC initiative to conduct third party audits of investment advisers.

Extended EBSA Testimony: Louis S. Harvey

A recap and extension of testimony delivered by Louis S. Harvey to the Employee Benefits Security Administration.

EBSA Investment Advice Hearing Transcript

Transcript of an Employee Benefits Security Administration hearing on investment advice and class.